Deepti Balloo

Head of Compliance

Responsibilities

Deepti is Head of Compliance, with responsibility for overseeing the firm’s compliance function and supporting the business in meeting its regulatory obligations.

Background

Before joining Guinness in 2023, Deepti spent 10 years as a Senior Compliance Officer at Troy Asset Management Limited. Prior to that, she held various compliance roles at Evelyn Partners, formerly Smith & Williamson, over a period of four years.

Deepti has completed the Investment Operations Certificate and the International Certificate in Compliance. She graduated from the University of Exeter in 2004 with a degree in Economics and Finance.

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